Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Palani? Claim Your ProfilePalani Lopez is a financial advisor currently registered with U.S. Bancorp Investments, Inc. Palani has been in the industry since February 2, 2014. Palani has a strong background in the financial services industry, with experience at various firms, including Merrill Lynch, Morgan Stanley, and Wells Fargo Clearing Services, LLC. Palani holds the Series 6, 7, 63, and 66 securities licenses. Palani specializes in providing financial planning, portfolio management for individuals and businesses, and publication of periodicals. Palani's client base includes individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
07/23/2024 - Present
U.s. Bancorp Investments, Inc. (Long Beach CA)
CA
01/09/2024 - 07/26/2024
LPL FINANCIAL LLC (BEVERLY HILLS CA)
CA
08/21/2023 - 12/27/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
12/09/2022 - 08/10/2023
MORGAN STANLEY (Palo Alto CA)
CA
11/30/2015 - 12/14/2022
WELLS FARGO CLEARING SERVICES, LLC (MANHATTAN BEACH CA)
CA
06/19/2015 - 10/16/2015
CETERA INVESTMENT SERVICES LLC (BEVERLY HILLS CA)
CA
07/10/2013 - 01/27/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 01/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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