Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Palak? Claim Your ProfilePalak Garg is a financial professional with a focus on providing investment advice and guidance to clients. Palak has a broad range of experience, having worked in the industry since June 2022. Palak is currently registered with Goldman Sachs & Co. LLC. Palak has demonstrated expertise in a variety of areas, as evidenced by their passing of the Series 7TO, Series 86, Series 87, and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
06/30/2022 - Present
Goldman Sachs & Co. LLC (NEW YORK NY)
BC
Issued 06/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Palak Garg is the right advisor for you? Invested Better is here to help.
