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Pak-tung Le

Kovack Advisors, Inc.

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About Pak-tung Le

Pak-tung Le is a financial advisor with Kovack Advisors, Inc. Pak-tung Le has been in the industry since 2002 and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Pak-tung Le has a Series 7 and Series 66 license. Pak-tung Le has experience working with a variety of clients, including individuals, businesses, and institutions. Pak-tung Le provides financial planning, investment management, and other financial services.

Firm Information

Pak-tung Le is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Pak-tung Le’s Registration & Firm History

FL

12/13/2024 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

NY

09/02/2016 - 10/10/2017

NATIONAL PLANNING CORPORATION (Islandia NY)

NY

01/05/2015 - 09/02/2016

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (SYOSSET NY)

NY

03/06/2007 - 12/18/2014

METLIFE SECURITIES INC. (GARDEN CITY NY)

NY

03/06/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)

VT

08/26/2002 - 11/07/2005

EQUITY SERVICES, INC. (MONTPELIER VT)

MN

05/23/2002 - 08/12/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/17/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pak-tung Le.
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