Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paige? Claim Your ProfilePaige Rabalais is a financial professional with over 15 years of experience in the industry. Paige is currently registered with Commonfund Securities, Inc. and has held previous roles at Neuberger Berman LLC and Putnam Retail Management Limited Partnership. Paige holds a variety of licenses and certifications including the Series 7, 6, 31, 63, and 65. Paige is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/08/2016 - Present
Commonfund Securities, Inc. (New York NY)
NY
10/25/2011 - 03/29/2016
NEUBERGER BERMAN LLC (NEW YORK NY)
MA
01/10/2006 - 12/14/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 07/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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