Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paige? Claim Your ProfilePaige Ann Hicks is a financial advisor with UBS Financial Services Inc. Paige has been in the financial industry since December 1995. Paige is registered with FINRA and is licensed to sell securities in Texas. Paige is a Series 7, Series 3, Series 63, Series 65, Series 8, Series 9 and Series 10 licensed professional. Paige has previously worked at CITIGROUP GLOBAL MARKETS INC. and PAINEWEBBER INCORPORATED. Paige offers a variety of financial services including, but not limited to, financial planning, portfolio management, pension consulting, and educational seminars. Paige also has experience in working with charitable organizations, high net worth individuals, corporations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/27/2007 - Present
UBS Financial Services Inc. (FT. WORTH TX)
TX
10/22/2003 - 07/03/2007
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
NJ
03/12/1999 - 10/30/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
12/20/1995 - 02/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/16/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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