Unclaimed
Padraig McBrien is a financial advisor at UBS Financial Services Inc. in New York, New York. Padraig has been in the financial services industry since 1990. Padraig holds Series 7, Series 63, and Series 65 licenses. Padraig's previous employers include Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc. and Deutsche Bank Securities Inc.. Padraig McBrien provides financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/20/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
12/04/2015 - 10/27/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/16/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/30/2002 - 05/11/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/06/1990 - 10/14/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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