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Padmawatti Parsan

PFS Investments Inc.

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About Padmawatti Parsan

Padmawatti Parsan is a registered representative with PFS Investments Inc. Padmawatti holds Series 6, 7, 63, and SIE licenses. Padmawatti has over 22 years of experience in the financial services industry. Prior to joining PFS Investments Inc., Padmawatti worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. and TEACHERS PERSONAL INVESTORS SERVICES, INC.

Firm Information

Padmawatti Parsan is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Padmawatti Parsan’s Registration & Firm History

NY

11/08/2022 - Present

PFS Investments Inc. (S. OZONE PARK NY)

NY

06/30/2000 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

NY

05/27/1998 - 05/15/2000

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2005

Series 7 - General Securities Representative Examination

BC

Issued 05/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Padmawatti Parsan. Review regulatory record here.
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