Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Vicente Pico is a registered representative with J.p. Morgan Securities LLC. Pablo has been in the securities industry since 2000. Pablo is licensed in 53 states, including New York, New Jersey, Texas, and Connecticut. Pablo holds the Series 7, 9, 10, 63, and 66 licenses. Pablo is also registered as an investment advisor representative with J.p. Morgan Securities LLC. Pablo has previously worked for CHASE INVESTMENT SERVICES CORP., VISION, and U.S. SECURITIES & FUTURES CORP.. Pablo provides investment advisory services to individuals, businesses, corporations, charitable organizations, insurance companies, high-net-worth individuals, and pension and profit-sharing plans. Pablo has also been active in the securities industry and has a history of working with clients in various markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/23/2014 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
09/09/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
CT
06/17/2003 - 03/03/2005
VISION (STAMFORD CT)
NY
03/20/2000 - 06/16/2003
U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)
BOTH
Issued 09/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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