Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Rodriguez is a securities professional with over 20 years of experience in the financial services industry. Pablo is currently registered with Vanguard Marketing Corp. as a Series 7 and Series 63 licensed professional. Pablo was previously registered with Charles Schwab & Co., Inc. where he held the Series 7 and Series 63 licenses. Pablo is currently registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
09/19/2002 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
TX
06/27/2000 - 02/14/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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