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Pablo Rodriguez

Newbridge Securities Corp.

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About Pablo Rodriguez

Pablo Rodriguez is a financial professional with over 20 years of experience in the industry. Pablo has a Series 7, Series 63, and SIE licenses. Pablo is currently registered with Newbridge Securities Corp. in Florida and holds registrations in several other states. Prior to joining Newbridge Securities Corp., Pablo worked at SW FINANCIAL, NATIONAL SECURITIES CORPORATION, E1 ASSET MANAGEMENT, INC. and PHD CAPITAL.

Firm Information

Pablo Rodriguez is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pablo Rodriguez’s Registration & Firm History

FL

06/16/2023 - Present

Newbridge Securities Corp. (BOCA RATON FL)

NY

07/25/2022 - 05/11/2023

SW FINANCIAL (MELVILLE NY)

NY

12/14/2015 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

10/16/2008 - 12/15/2015

E1 ASSET MANAGEMENT, INC. (Jersey City NJ)

NY

11/05/2001 - 10/17/2008

PHD CAPITAL (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Pablo Rodriguez. Review regulatory record here.
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