Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Astwood is a financial advisor with J.P. Morgan Securities LLC, a leading financial services firm, based in Jersey City, NJ. Pablo has been in the financial services industry since 1995 and has a deep understanding of the markets and investment strategies. Pablo is dedicated to helping clients reach their financial goals, whether it is planning for retirement, saving for college, or managing investments. Previously, Pablo worked with J.P. MORGAN SECURITIES INC., CITICORP INVESTMENT SERVICES, STOCKS 4 LESS, INC., NATIONAL CLEARING CORP., J.B. OXFORD & COMPANY, D.L. CROMWELL INVESTMENTS, INC., FIRST NATIONAL EQUITY, CORP., THE BOSTON GROUP, FIRST MONTAUK SECURITIES CORP., MEYERS POLLOCK ROBBINS, INC., BERNARD HEROLD & CO., INC., CORPORATE SECURITIES GROUP, INC., AMERICORP SECURITIES, INC., and INVESTORS ASSOCIATES, INC. Pablo holds multiple licenses and certifications including Series 7, Series 10, Series 24, Series 4, Series 63, Series 99TO, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/01/2008 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
06/21/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
12/16/2004 - 02/09/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/21/2003 - 11/01/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
03/20/2002 - 10/21/2003
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
CA
05/28/1999 - 11/05/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
FL
02/12/1998 - 07/26/1999
D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)
NJ
09/30/1997 - 03/04/1998
FIRST NATIONAL EQUITY, CORP. (PT. PLEASANT BEACH NJ)
CA
01/15/1997 - 10/08/1997
THE BOSTON GROUP (LOS ANGELES CA)
NJ
07/12/1996 - 12/31/1996
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
11/28/1995 - 07/08/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NY
02/28/1995 - 11/16/1995
BERNARD HEROLD & CO., INC. (NEW YORK NY)
MO
11/26/1994 - 02/14/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
05/11/1994 - 06/02/1994
AMERICORP SECURITIES, INC. (NEW YORK NY)
NJ
01/25/1994 - 01/25/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NA
12/08/1993 - 12/15/1993
SOUTH RICHMOND SECURITIES, INC.
BC
Issued 12/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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