Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Martin Serna is a financial advisor with SVB Wealth. Pablo has been in the financial industry since 2005 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Pablo is licensed to provide investment advice in California, Utah, and Washington. Pablo is committed to helping clients achieve their financial goals and is dedicated to providing personalized and comprehensive financial planning services. Pablo holds multiple professional certifications, including Series 7, Series 6, Series 63, Series 65, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Planned giving, family office, wealth planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/29/2024 - Present
SVB Wealth (Menlo Park CA)
CA
07/02/2020 - 12/31/2023
SVB INVESTMENT SERVICES INC. (Menlo Park CA)
CA
03/21/2003 - 04/14/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MENLO PARK CA)
CA
05/02/2001 - 03/14/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/10/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NJ
05/09/1994 - 09/30/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/13/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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