Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Francisco Sada is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Pablo has been in the securities industry since March 20, 2005. Prior to joining Merrill Lynch, Pablo worked at ACTINVER SECURITIES, INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Pablo is registered with the state of Texas as an Investment Advisor Representative. Pablo is also registered with the state of Texas as a Registered Representative. Pablo has passed the Series 63, Series 66, Series 10, Series 9, SIE, and Series 7 exams. Pablo specializes in providing investment advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/06/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MCALLEN TX)
TX
04/24/2009 - 05/05/2010
ACTINVER SECURITIES, INC. (SAN ANTONIO TX)
TX
01/17/2005 - 04/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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