Unclaimed
Pablo Diatel is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since March 2013. Diatel holds Series 7, 9, 10, 24, and 66 securities licenses. Diatel is registered in 53 states and 2 territories for securities and investment advisory services. Diatel provides services such as portfolio management for individuals and businesses, pension consulting, selection of other advisors, and educational seminars. Diatel's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages over $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
BOTH
Issued 04/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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