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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pablo? Claim Your ProfilePablo Cardoso is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with approximately $10 billion to $50 billion in assets under management. Pablo has been in the financial industry since December 2007. Pablo's current registrations include Series 66, Series 7, and SIE. Pablo has experience with clients of all types, including high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations, and individuals. Pablo is registered to provide investment advice in a number of states, including Connecticut, Delaware, District of Columbia, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLINTON NJ)
NJ
04/22/2019 - 07/07/2022
SANTANDER SECURITIES LLC (Somerville NJ)
NJ
03/06/2017 - 01/04/2019
J.P. MORGAN SECURITIES LLC (WARREN NJ)
NJ
08/08/2016 - 02/27/2017
PNC INVESTMENTS (EDISON NJ)
NJ
11/15/2005 - 02/27/2012
PNC INVESTMENTS (AVENEL NJ)
MA
10/20/2004 - 09/13/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/23/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 10/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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