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Pablo Andres Ordonez

ADP Broker-Dealer, Inc.

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About Pablo Andres Ordonez

Pablo Andres Ordonez is a financial advisor with ADP Broker-Dealer, Inc. Based in Louisville, Kentucky, Pablo has been in the financial services industry since February 9, 2005. Previously, Pablo was registered with Investment Placement Group and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Pablo holds the Series 7, Series 66 and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and is registered in 52 states.

Firm Information

Pablo Ordonez is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pablo Ordonez’s Registration & Firm History

KY

05/23/2006 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

CA

11/02/2004 - 11/08/2005

INVESTMENT PLACEMENT GROUP (SAN DIEGO CA)

NY

07/02/2004 - 10/05/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/09/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pablo Andres Ordonez.
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