Unclaimed
Pablo Andres Lopez is a financial advisor with PFS Investments Inc. Pablo has been in the industry since November 14, 2021. Pablo is registered with FINRA and holds Series 6TO, Series 63, and SIE licenses. Pablo specializes in Investment Company Products/Variable Contracts, and provides portfolio management for individuals. Pablo serves clients in Arizona, California, and Texas. PFS Investments Inc. is an active firm with a primary office in Duluth, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
11/15/2021 - Present
PFS Investments Inc. (OAKDALE CA)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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