Unclaimed
Pablo Alvarez is an active broker with a Series 7, Series 63, Series 24 and Series 4 license. Pablo has worked in the financial industry since February 16, 2006, and is currently registered with Vectorglobal WMG, based in Miami, Florida. Previously, Pablo was employed at Monex Securities, Inc. in Houston, Texas. Pablo has an extensive background in the financial industry and is dedicated to providing exceptional service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/27/2016 - Present
Vectorglobal WMG (MIAMI FL)
TX
03/03/2015 - 06/24/2016
MONEX SECURITIES, INC. (HOUSTON TX)
TX
06/07/2013 - 09/25/2013
MONEX SECURITIES, INC. (HOUSTON TX)
TX
12/13/2010 - 03/29/2011
MONEX SECURITIES, INC. (HOUSTON TX)
TX
10/22/2008 - 03/12/2009
MONEX SECURITIES, INC. (HOUSTON TX)
TX
10/20/1998 - 11/09/2006
MONEX SECURITIES, INC. (HOUSTON TX)
IA
Issued 08/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/01/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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