Unclaimed
Owen Wang is a registered representative with Avatar Securities, LLC. Owen has been in the financial services industry since 2009 and has passed the Series 7, Series 56, Series 63, Series 57TO, and SIE exams. Previously, Owen was registered with Assent LLC and Hold Brothers On-Line Investment Services L.L.C. Owen's current firm is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/15/2011 - Present
Avatar Securities, LLC (NEW YORK NY)
NY
05/12/2008 - 07/28/2008
ASSENT LLC (NEW YORK NY)
NY
06/06/2005 - 06/07/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 10/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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