Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Ralph Pardo is an investment advisor representative at LPL Financial LLC. Owen has been in the securities industry since August 3, 1983. Previously, Owen was a representative of Wells Fargo Clearing Services, LLC, A. G. EDWARDS & SONS, INC., OPPENHEIMER & CO. INC., UBS FINANCIAL SERVICES INC., MURPHY & DURIEU, SALOMON SMITH BARNEY INC., SALOMON BROTHERS INC. and GOLDMAN, SACHS & CO. Owen has a total of 14 approved state registrations, including Florida, Georgia, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Tennessee and Texas, and 1 approved IA registration in New Jersey. Owen is also a principal registered with LPL Financial LLC. Owen has passed the SIE, Series 7, Series 24, Series 55 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/14/2020 - Present
LPL Financial LLC (BASKING RIDGE NJ)
NJ
01/01/2008 - 08/14/2020
WELLS FARGO CLEARING SERVICES, LLC (BEDMINSTER NJ)
NJ
12/15/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WARREN NJ)
NY
07/18/2003 - 12/15/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NJ
05/29/2001 - 07/30/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/03/2001 - 05/09/2001
MURPHY & DURIEU (NEW YORK NY)
NY
04/24/1995 - 02/09/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
05/25/1983 - 05/11/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 06/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Owen Pardo is the right advisor for you? Invested Better is here to help.
