Unclaimed
Owen Mcdonald Lipp is a registered representative with Tradition Securities And Derivatives LLC. Owen has been in the financial services industry since December 22, 2008. Owen is registered in Connecticut, Illinois, New Jersey, and New York. Owen holds the Series 7, Series 63, and SIE licenses. Prior to joining Tradition Securities And Derivatives LLC, Owen was employed by TFS Derivatives Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
12/22/2008 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 03/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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