Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen M. Smith is a financial advisor with over 9 years of experience in the financial services industry. Owen has worked with various firms, including State Farm VP Management Corp., Wachovia Securities, LLC, and The Huntington Investment Company, before joining J.P. Morgan Securities LLC in 2020. Owen holds the Series 6, 7, 63 and 65 licenses, and the SIE designation. Owen is registered to provide investment advice in 53 states and is a registered representative in 53 states. Owen specializes in financial planning, portfolio management, and pension consulting. Owen is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
11/13/2020 - Present
J.p. Morgan Securities LLC (COSHOCTON OH)
OH
06/05/2017 - 10/20/2020
THE HUNTINGTON INVESTMENT COMPANY (PICKERINGTON OH)
IL
02/27/2014 - 07/02/2015
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
VA
02/14/2007 - 12/07/2007
WACHOVIA SECURITIES, LLC (LYNCHBURG VA)
IA
Issued 10/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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