Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Davey is a registered representative with CTC, LLC. Owen has been in the securities industry since February 8, 2019. Owen is licensed to sell securities in Illinois. Owen has passed the Series 7, Series 55, Series 63, Series 57TO, and SIE exams. Owen previously worked for UBS Securities LLC in Stamford, CT and New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/28/2022 - Present
CTC, LLC (CHICAGO IL)
CT
02/03/2010 - 09/13/2011
UBS SECURITIES LLC (STAMFORD CT)
NY
10/13/2006 - 11/19/2008
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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