Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Watstein is a registered investment advisor with Wells Fargo Clearing Services, LLC. Owen has been in the industry since 1993 and has held previous positions with CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, SCHONFELD SECURITIES INC., PAINEWEBBER INCORPORATED, and LEHMAN BROTHERS INC. Owen has a wide range of experience in providing investment advisory services to individuals, businesses, and institutional clients. Owen specializes in providing investment consulting services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/10/2020 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
05/29/2007 - 02/13/2020
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/19/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
07/10/1996 - 08/06/1997
SCHONFELD SECURITIES INC. (JERICHO NY)
NJ
08/18/1993 - 06/27/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/08/1993 - 07/30/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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