Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Henry Dugan is a financial advisor based in Boston, Massachusetts. Owen has been in the financial services industry since 1986. Currently, Owen is a registered representative of UBS Financial Services Inc. where he has been employed since 2012. Previously, Owen has worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated. Owen's specializations include portfolio management for businesses and individuals, security ratings, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
09/07/2012 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
08/02/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
02/17/1995 - 08/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/28/1995 - 02/22/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/24/1986 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 03/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Owen Dugan is the right advisor for you? Invested Better is here to help.
