Unclaimed
Owen Fassnacht is a financial professional with over 10 years of experience in the industry. Owen is currently registered with Stonex Financial Inc. and is a licensed Series 7, Series 52, Series 53, Series 63, and Series 99TO representative. Owen previously worked at TMC BONDS L.L.C. in New York, NY. Owen specializes in providing financial advice and services to individuals and families in the New York area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/18/2014 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
08/31/2012 - 11/14/2014
TMC BONDS L.L.C. (NEW YORK NY)
BC
Issued 10/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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