Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Cook is an experienced financial professional with over 30 years in the industry. Owen has held various roles at prominent firms, including CHARLES SCHWAB & CO., INC. and KESTRA INVESTMENT SERVICES, LLC. Currently, Owen is registered with M Holdings Securities, Inc. as a Registered Representative in Texas and Oregon, and is also an Investment Advisor Representative in Texas. Owen is a licensed securities professional with licenses including Series 6, 7, 9, 10, 24, 31, 52TO, 55, 57TO, 63, and 66. Owen is also a Registered Principal for M Holdings Securities, Inc. Owen provides financial planning services and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/04/2024 - Present
M Holdings Securities, Inc. (Dallas TX)
TX
09/04/2018 - 02/09/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/14/2005 - 07/09/2018
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
CO
02/20/2004 - 06/14/2004
FIXED INCOME SECURITIES, LP (MONUMENT CO)
TX
04/21/1995 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
07/17/1991 - 06/02/1995
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
VA
02/22/1990 - 01/25/1991
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
NJ
12/14/1988 - 02/08/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 05/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/1996
Series 12 - NYSE Branch Manager Examination
BC
Issued 09/22/1993
Series 4 - Registered Options Principal Examination
BC
Issued 09/08/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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