Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Owen? Claim Your ProfileOwen Carroll is a registered representative with Northwestern Mutual Investment Services, LLC, holding both Series 7TO and Series 63 licenses. Owen has been in the securities industry since November 28, 2023, and is currently registered in Michigan, Ohio, Colorado, Illinois, Indiana, and South Carolina. Owen is located in Grand Rapids, Michigan and can be reached at the Northwestern Mutual Investment Services, LLC branch office located at 333 Bridge St NW, Ste 1200, GRAND RAPIDS, MI 49504.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
11/28/2023 - Present
Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)
BC
Issued 12/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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