Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oumar? Claim Your ProfileOumar Diaby is a financial professional with over 20 years of experience in the financial services industry. Oumar has worked for a number of reputable firms including Citigroup Global Markets Inc. and BlackRock Investments, LLC. Oumar currently works for J.P. Morgan Securities LLC, a large, well-known brokerage firm. Oumar provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. Oumar is registered in several states and holds a variety of licenses and certifications including Series 7, 10, 63 and 65. Oumar is also licensed as an investment advisor representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/03/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
06/07/2022 - 04/25/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/08/2014 - 01/22/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
01/03/2012 - 10/10/2013
BLACKROCK INVESTMENTS, LLC (JERSEY CITY NJ)
NJ
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
03/24/2008 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
NE
02/24/1999 - 03/29/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 09/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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