Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oua? Claim Your ProfileOua Joe Xiong is a financial advisor at Thrivent Investment Management Inc. Oua has been working in the financial industry since 2012. Oua is licensed to provide investment advice in Florida, Minnesota, Pennsylvania, and Wisconsin. Oua has a Series 7 and Series 66 license and is also a registered investment advisor in Wisconsin. Oua specializes in providing financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
07/22/2019 - Present
Thrivent Investment Management Inc. (Eau Claire WI)
BOTH
Issued 07/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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