Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Otto? Claim Your ProfileOtto Betz is a financial professional with over 17 years of experience in the industry. Otto holds Series 7, 7TO, 57, 57TO, 63 and SIE licenses. Otto is currently registered with Nylife Securities LLC and has previously held positions at BNY Mellon Capital Markets, LLC, Pershing LLC, and Countrywide Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/29/2024 - Present
Nylife Securities LLC (WALL NJ)
NY
03/30/2012 - 08/26/2021
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NJ
08/03/2009 - 04/03/2012
PERSHING LLC (JERSEY CITY NJ)
CA
01/12/2004 - 09/09/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
BC
Issued 02/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 57 - Securities Trader Exam
BC
Issued 01/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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