Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Otto? Claim Your ProfileOtto Arias is a financial advisor with Edward Jones. Otto has been in the securities industry since 2004. He has a broad range of experience, having worked at BNY Mellon Capital Markets, LLC and BNY Investment Center Inc. before joining Edward Jones. Otto holds Series 63, 66, 7, 24, 4, and 53 licenses and the SIE exam. Otto is registered to provide investment advice in several states, including New Jersey, Texas, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Virginia. Otto specializes in working with high-net-worth individuals, corporations, partnerships, investment clubs, limited liability companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/12/2021 - Present
Edward Jones (HOLMDEL NJ)
NY
03/04/2010 - 01/18/2019
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/01/2004 - 02/27/2008
BNY INVESTMENT CENTER INC. (NEW YORK NY)
BOTH
Issued 11/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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