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Otis Joseph Powell

U.s. Bancorp Investments, Inc.

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About Otis Joseph Powell

Otis Joseph Powell is a financial advisor at U.S. Bancorp Investments, Inc., located in Charlotte, NC. Otis has been in the financial industry since 2015 and has a strong track record of providing financial guidance and investment solutions. Otis holds several industry licenses and certifications, including the Series 7, Series 52, Series 79, and SIE exams. Otis is dedicated to helping individuals and families achieve their financial goals and objectives.

Firm Information

Otis Powell is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Otis Powell’s Registration & Firm History

NC

09/05/2018 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

05/14/2015 - 05/08/2018

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/01/2016

Series 52 - Municipal Securities Representative Examination

BC

Issued 05/14/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Otis Joseph Powell. Review regulatory record here.
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