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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oti? Claim Your ProfileOti Roberts is a financial advisor with Morgan Stanley, located in Coral Gables, FL. Oti has been in the industry since August 2005 and has held previous positions at Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. Oti holds several securities licenses including Series 7, 31, 66 and SIE, as well as a Florida Investment Advisor License. Oti has a broad range of experience providing financial advice and investment management services to individual investors, businesses, high-net-worth individuals, corporations, and other entities. Oti Roberts is also a Board Member at the Phillip and Patricia Frost Museum of Science.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/15/2021 - Present
Morgan Stanley (Coral Gables FL)
FL
12/16/2015 - 12/23/2020
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
FL
04/14/2010 - 05/13/2015
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
10/23/2009 - 04/07/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
11/21/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
NY
09/22/2003 - 08/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/08/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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