Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Otho? Claim Your ProfileOtho Francis Evans is a financial advisor with over 30 years of experience in the industry. Otho has a diverse background in the financial services industry, with previous experience at firms such as Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Lincoln Financial Advisors Corporation. Currently, Otho is a Registered Representative with RBC Capital Markets, LLC, where he is registered in Texas. Otho's expertise includes providing investment advice and financial planning services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/29/2014 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
06/01/2009 - 03/28/2012
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
06/18/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
04/24/2003 - 06/17/2008
SECURITY CHURCH FINANCE, INC. (HOUSTON TX)
IN
09/19/2002 - 10/03/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/19/2002 - 10/03/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
AZ
07/19/2001 - 10/02/2001
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
CA
10/04/2000 - 02/13/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
01/29/1993 - 10/26/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
AR
01/15/1992 - 12/23/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
NA
02/13/1990 - 01/22/1992
WESTCAP GOVERNMENT SECURITIES, INC.
TX
02/01/1990 - 01/22/1992
WESTCAP SECURITIES, INC. (HOUSTON TX)
NA
11/13/1989 - 02/10/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
TX
07/13/1987 - 11/13/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
10/19/1983 - 07/29/1987
BUCHANAN & CO., INC.
BOTH
Issued 08/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 07/12/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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