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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Otha? Claim Your ProfileOtha Lamont Jones has been in the financial services industry since October 22, 1990. Otha is currently registered with Wells Fargo Clearing Services, LLC in Glen Allen, VA. Otha has also been previously registered with FIRST UNION CAPITAL MARKETS CORP. in Charlotte, NC and AMERICAN EXPRESS FINANCIAL ADVISORS INC. in Minneapolis, MN. Otha holds licenses for Series 63, 65, 7, 8, 9, 10, and SIE exams. Otha has a broad background in the financial services industry and has a wide range of experience working with various types of clients. Otha is committed to providing clients with personalized financial advice and guidance. Otha and the firm specialize in providing investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/01/1999 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
NC
06/06/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MN
08/20/1990 - 04/02/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/20/1990 - 04/02/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/07/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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