Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oswaldo? Claim Your ProfileOswaldo Sialer is a registered representative with Stonex Financial Inc. and has been in the industry since September 27, 2018. Oswaldo holds the Series 63, Series 24, Series 52TO, Series 57TO, Series 7TO, Series 99 and SIE licenses. Oswaldo is licensed in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
09/28/2018 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
BC
Issued 04/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/10/2022
Series 57TO - Securities Trader Exam
BC
Issued 02/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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