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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oswaldo? Claim Your ProfileOswaldo Sayon is an investment advisor representative with LPL Financial LLC and has been in the industry since January 5, 2014. Oswaldo Sayon is registered with the Securities and Exchange Commission (SEC) and with 28 state securities authorities. Oswaldo Sayon is also a registered investment advisor representative in the state of California. Oswaldo Sayon has a Series 6, 7, 63, and 65 licenses. Oswaldo Sayon has previous experience with KINECTA FINANCIAL & INSURANCE SERVICES and J.P. MORGAN SECURITIES LLC. Oswaldo Sayon specializes in providing financial planning, portfolio management, and educational seminars. Oswaldo Sayon is located in Victorville, California and provides services to a wide range of clients including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/26/2020 - Present
LPL Financial LLC (VICTORVILLE CA)
CA
09/27/2023 - 04/04/2024
KINECTA FINANCIAL & INSURANCE SERVICES (WOODLAND HILLS CA)
CA
11/14/2016 - 01/08/2019
J.P. MORGAN SECURITIES LLC (LA PUENTE CA)
CA
11/20/2012 - 10/07/2015
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
IA
Issued 08/25/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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