Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oswaldo? Claim Your ProfileOswaldo Medina is a registered investment advisor with Citigroup Global Markets Inc.. Oswaldo has been in the financial industry since 2003. Oswaldo has been registered with Citigroup Global Markets Inc. since 2014 and has held previous registrations with BB&T Investment Services, INC., CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, EFG CAPITAL INTERNATIONAL, and QUEST CAPITAL STRATEGIES, INC.. Oswaldo is registered in the following states: California, Connecticut, District of Columbia, Florida, Louisiana, Maryland, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Puerto Rico, and Texas. Oswaldo's areas of expertise include providing asset allocation advice, financial planning, pension consulting, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/15/2014 - Present
Citigroup Global Markets Inc. (Coral Springs FL)
FL
11/07/2011 - 01/02/2014
BB&T INVESTMENT SERVICES, INC. (PLANTATION FL)
FL
05/29/2007 - 12/02/2011
CITIGROUP GLOBAL MARKETS INC. (CORAL SPRINGS FL)
FL
01/21/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (FORT LAUDERDALE FL)
NY
06/02/2005 - 01/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
11/14/2003 - 05/11/2005
EFG CAPITAL INTERNATIONAL (MIAMI FL)
CA
09/18/2003 - 11/06/2003
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 01/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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