Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oswaldo? Claim Your ProfileOswaldo Ramos is a financial advisor with Western International Securities, Inc. Oswaldo has been in the financial services industry since 1995 and has experience with a range of clients including individuals, businesses, and retirement plans. Oswaldo is licensed to provide investment advice in several states, including Arizona, California, Florida, Nevada, New Mexico, Texas, and Washington. Oswaldo is also registered with the Securities Industry and Financial Markets Association (FINRA) and holds the Series 7, 6, 63, and 65 licenses. In addition to his work with Western International Securities, Inc., Oswaldo is also the president of Oswaldo H Ramos Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/03/2018 - Present
Western International Securities, Inc. (Northridge CA)
CA
12/17/2007 - 05/02/2018
CITIGROUP GLOBAL MARKETS INC. (VAN NUYS CA)
CA
01/01/1999 - 12/18/2007
WAMU INVESTMENTS, INC. (SAN FERNANDO CA)
NA
03/03/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
01/20/1995 - 03/07/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
IA
Issued 02/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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