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Osvaldo Cruz cintron

Kovack Advisors, Inc.

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About Osvaldo Cruz cintron

Osvaldo Cruz cintron is a financial professional who has been in the industry since 2002. Osvaldo is currently registered with Kovack Advisors, Inc., which is a firm with a strong focus on individual and business portfolio management. Prior to joining Kovack Advisors, Inc., Osvaldo worked with MML Investors Services, LLC, Signator Investors, Inc., AXA Advisors, LLC, and PFS Investments Inc. Osvaldo holds several licenses, including Series 7, 6, 24, 26, 51, and 66. Osvaldo's professional experience provides a broad understanding of the financial needs of individuals and businesses.

Firm Information

Osvaldo Cruz cintron is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Osvaldo Cruz cintron’s Registration & Firm History

PR

06/01/2018 - Present

Kovack Advisors, Inc. (San Juan PR)

PR

01/14/2016 - 03/29/2018

MML INVESTORS SERVICES, LLC (HATO REY PR)

PR

01/02/2004 - 01/13/2016

SIGNATOR INVESTORS, INC. (SAN JUAN PR)

NY

04/19/2002 - 11/11/2003

AXA ADVISORS, LLC (NEW YORK NY)

GA

11/27/2001 - 03/20/2002

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 08/15/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/2012

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/25/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2005

Series 7 - General Securities Representative Examination

BC

Issued 11/26/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Osvaldo Cruz cintron. Review regulatory record here.
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