Unclaimed
Oskar Henry Rogg is a financial professional with over 30 years of experience in the industry. Oskar is currently registered with Credit Agricole Securities (usa) Inc. in New York, NY. Oskar has held previous positions with Southwick Investments, Inc., Belle Haven Investments, Inc., Holcomb, Stevens Securities, Inc. and CS First Boston Corporation. Oskar has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2007 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
GA
06/06/1994 - 11/15/2000
SOUTHWICK INVESTMENTS, INC. (ATLANTA GA)
NY
10/23/1991 - 09/14/1993
BELLE HAVEN INVESTMENTS, INC. (RYE BROOK NY)
NA
01/01/1991 - 10/23/1991
HOLCOMB, STEVENS SECURITIES, INC
NY
09/21/1983 - 07/18/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 05/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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