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Oskar Henry Rogg

Credit Agricole Securities (usa) Inc.

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About Oskar Henry Rogg

Oskar Henry Rogg is a financial professional with over 30 years of experience in the industry. Oskar is currently registered with Credit Agricole Securities (usa) Inc. in New York, NY. Oskar has held previous positions with Southwick Investments, Inc., Belle Haven Investments, Inc., Holcomb, Stevens Securities, Inc. and CS First Boston Corporation. Oskar has a strong track record of success in the financial services industry.

Firm Information

Oskar Rogg is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oskar Rogg’s Registration & Firm History

NY

01/17/2007 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

GA

06/06/1994 - 11/15/2000

SOUTHWICK INVESTMENTS, INC. (ATLANTA GA)

NY

10/23/1991 - 09/14/1993

BELLE HAVEN INVESTMENTS, INC. (RYE BROOK NY)

NA

01/01/1991 - 10/23/1991

HOLCOMB, STEVENS SECURITIES, INC

NY

09/21/1983 - 07/18/1990

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Oskar Henry Rogg.
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