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Oscar Stuart Fernandez

Smbc Nikko Securities America, Inc.

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About Oscar Stuart Fernandez

Oscar Fernandez is a registered representative with Smbc Nikko Securities America, Inc. located in New York, NY. Oscar has over 16 years of experience in the securities industry. Oscar holds Series 7, 63, 79TO, and SIE licenses. Oscar is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Oscar was previously registered with MUFG Securities Americas Inc. and BNP Paribas Securities Corp.

Firm Information

Oscar Fernandez is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Oscar Fernandez’s Registration & Firm History

NY

06/24/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

05/14/2020 - 04/08/2021

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

09/12/2018 - 01/10/2020

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

07/21/2008 - 12/05/2011

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Oscar Stuart Fernandez.
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