Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Rodis is a registered representative with Alliance-ONE Investments, LLC. Oscar has been in the securities industry since February 27, 2011. Oscar has passed the Series 63, Series 7 and SIE exams. Oscar was previously registered with E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/21/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
04/17/2009 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 04/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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