Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Hernandez is a financial advisor who has been in the industry since 1983. Oscar is currently registered with Wealthpenn.comllc in Louisiana and Texas. Oscar has previously been registered with several other firms including Wells Fargo Clearing Services, LLC, Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Howard, Weil, Labouisse, Friedrichs Inc. Oscar holds several licenses and certifications including Series 63, Series 9, Series 10, Series 8, Series 7, Series 5 and SIE. Oscar provides a variety of financial services to individual investors and businesses including financial planning, portfolio management and asset allocation advice. Oscar is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
03/25/2021 - Present
Wealthpenn.comllc (Mandeville LA)
LA
02/22/2013 - 04/12/2021
WELLS FARGO CLEARING SERVICES, LLC (MANDEVILLE LA)
LA
06/01/2009 - 03/07/2013
MORGAN STANLEY (MANDEVILLE LA)
FL
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
LA
10/17/1988 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (NEW ORLEANS LA)
LA
01/15/1988 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
NA
06/22/1983 - 01/27/1988
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 5/10/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/5/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 4/11/1983
Series 5 - Interest Rate Options Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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