Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Ortiz is a financial professional with experience in the securities industry. Oscar is currently registered with Siebert Williams Shank & Co., LLC, and holds licenses for Series 7, Series 52, Series 79, Series 50, and SIE. Oscar has been in the industry since 2011, and previously worked at Robert W. Baird & Co. Incorporated, RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/08/2017 - Present
Siebert Williams Shank & CO., LLC (HOUSTON TX)
TX
01/02/2015 - 04/26/2017
ROBERT W. BAIRD & CO. INCORPORATED (Houston TX)
TX
05/29/2013 - 12/24/2014
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
NJ
11/04/2011 - 05/14/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 01/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/15/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/23/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 11/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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