Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Mauricio Gonzalez is a registered representative with Raymond James & Associates, Inc. Oscar has been in the financial services industry since 2007. Oscar holds the Series 7, Series 31, Series 66 and SIE licenses. Oscar is registered to conduct business in California, Delaware, Florida, Indiana, New Jersey, North Carolina, Rhode Island, Texas, Vermont and Wyoming. Oscar's previous experience includes working at Wells Fargo Clearing Services, LLC and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/28/2021 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
09/18/2017 - 05/10/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
11/25/2009 - 09/27/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
10/16/2008 - 11/06/2009
MORGAN KEEGAN & COMPANY, INC. (CORAL GABLES FL)
FL
09/27/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)
BOTH
Issued 10/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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