Unclaimed
Oscar Garcia is a financial advisor with J.P. Morgan Securities LLC. Oscar Garcia has been in the industry for over 2 years. Oscar Garcia is registered with FINRA as a Registered Representative and a licensed Investment Advisor Representative. Oscar Garcia is also licensed as a Registered Representative in Texas and Florida. Oscar Garcia has been with J.P. Morgan Securities LLC since October 2022. Before that, Oscar Garcia worked at RBC Capital Markets, Adams Street Partners, and JPMorgan Chase Bank, NA. Oscar Garcia has worked at J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA in Palm Beach, FL. Oscar Garcia is registered with 53 state securities authorities and 25 self-regulatory organizations. Oscar Garcia passed Series 7TO and SIE exams. Oscar Garcia also passed the Uniform Combined State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
02/24/2023 - Present
J.p. Morgan Securities LLC (Ft. Lauderdale FL)
BOTH
Issued 01/26/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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