Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar M. Gonzalez is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the financial industry for over 24 years. Oscar has a wide range of experience, having previously worked at firms such as Truist Investment Services, Inc., BB&T Securities, LLC, and SunTrust Investment Services, Inc. Oscar holds multiple industry licenses and certifications including Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/30/2022 - Present
Wells Fargo Clearing Services, LLC (HALLANDALE FL)
FL
02/17/2021 - 04/08/2022
TRUIST INVESTMENT SERVICES, INC. (MIRAMAR FL)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
10/10/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (PLANTATION FL)
FL
08/10/2010 - 10/05/2017
SUNTRUST INVESTMENT SERVICES, INC. (WESTON FL)
FL
05/02/2009 - 08/10/2010
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
FL
11/16/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (MIAMI FL)
FL
09/26/2005 - 08/21/2006
WM FINANCIAL SERVICES, INC. (PEMBROKE PINES FL)
MO
10/01/2000 - 09/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
04/03/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
CA
05/21/1998 - 04/03/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
04/01/1998 - 05/28/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
05/14/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
IA
Issued 12/14/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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