Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Lopes is a financial professional with over 20 years of experience in the industry. Oscar has held positions at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., Bear, Stearns & Co. Inc., BRI Securities, Inc., Ropemaker Capital, LLC, and BBVA Securities Inc. Oscar is currently a registered representative with Credit Suisse Securities (usa) LLC. Oscar holds the Series 7, Series 24, Series 63, Series 65, Series 79TO, and Series 99TO licenses. Oscar is registered to provide securities services in Alaska, California, Colorado, Connecticut, Georgia, Iowa, Massachusetts, Minnesota, Missouri, New Jersey, New York, Pennsylvania, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
05/10/2017 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NY
08/30/2010 - 04/27/2017
BBVA SECURITIES INC. (NEW YORK NY)
NY
01/14/2010 - 09/28/2010
ROPEMAKER CAPITAL, LLC (NEW YORK NY)
NY
03/09/1998 - 12/31/1998
BRI SECURITIES, INC. (NEW YORK NY)
NY
08/12/1994 - 12/12/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/07/1993 - 05/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/10/1992 - 03/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/21/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/25/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Oscar Lopes is the right advisor for you? Invested Better is here to help.
